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-.\"
-.\" Must use -- tbl -- with this one
-.\"
-.\" @(#)rpc.rfc.ms 2.2 88/08/05 4.0 RPCSRC
-.de BT
-.if \\n%=1 .tl ''- % -''
-..
-.ND
-.\" prevent excess underlining in nroff
-.if n .fp 2 R
-.OH 'Remote Procedure Calls: Protocol Specification''Page %'
-.EH 'Page %''Remote Procedure Calls: Protocol Specification'
-.if \\n%=1 .bp
-.SH
-\&Remote Procedure Calls: Protocol Specification
-.LP
-.NH 0
-\&Status of this Memo
-.LP
-Note: This chapter specifies a protocol that Sun Microsystems, Inc.,
-and others are using.
-It has been designated RFC1050 by the ARPA Network
-Information Center.
-.LP
-.NH 1
-\&Introduction
-.LP
-This chapter specifies a message protocol used in implementing
-Sun's Remote Procedure Call (RPC) package. (The message protocol is
-specified with the External Data Representation (XDR) language.
-See the
-.I "External Data Representation Standard: Protocol Specification"
-for the details. Here, we assume that the reader is familiar
-with XDR and do not attempt to justify it or its uses). The paper
-by Birrell and Nelson [1] is recommended as an excellent background
-to and justification of RPC.
-.NH 2
-\&Terminology
-.LP
-This chapter discusses servers, services, programs, procedures,
-clients, and versions. A server is a piece of software where network
-services are implemented. A network service is a collection of one
-or more remote programs. A remote program implements one or more
-remote procedures; the procedures, their parameters, and results are
-documented in the specific program's protocol specification (see the
-\fIPort Mapper Program Protocol\fP\, below, for an example). Network
-clients are pieces of software that initiate remote procedure calls
-to services. A server may support more than one version of a remote
-program in order to be forward compatible with changing protocols.
-.LP
-For example, a network file service may be composed of two programs.
-One program may deal with high-level applications such as file system
-access control and locking. The other may deal with low-level file
-IO and have procedures like "read" and "write". A client machine of
-the network file service would call the procedures associated with
-the two programs of the service on behalf of some user on the client
-machine.
-.NH 2
-\&The RPC Model
-.LP
-The remote procedure call model is similar to the local procedure
-call model. In the local case, the caller places arguments to a
-procedure in some well-specified location (such as a result
-register). It then transfers control to the procedure, and
-eventually gains back control. At that point, the results of the
-procedure are extracted from the well-specified location, and the
-caller continues execution.
-.LP
-The remote procedure call is similar, in that one thread of control
-logically winds through two processes\(emone is the caller's process,
-the other is a server's process. That is, the caller process sends a
-call message to the server process and waits (blocks) for a reply
-message. The call message contains the procedure's parameters, among
-other things. The reply message contains the procedure's results,
-among other things. Once the reply message is received, the results
-of the procedure are extracted, and caller's execution is resumed.
-.LP
-On the server side, a process is dormant awaiting the arrival of a
-call message. When one arrives, the server process extracts the
-procedure's parameters, computes the results, sends a reply message,
-and then awaits the next call message.
-.LP
-Note that in this model, only one of the two processes is active at
-any given time. However, this model is only given as an example.
-The RPC protocol makes no restrictions on the concurrency model
-implemented, and others are possible. For example, an implementation
-may choose to have RPC calls be asynchronous, so that the client may
-do useful work while waiting for the reply from the server. Another
-possibility is to have the server create a task to process an
-incoming request, so that the server can be free to receive other
-requests.
-.NH 2
-\&Transports and Semantics
-.LP
-The RPC protocol is independent of transport protocols. That is, RPC
-does not care how a message is passed from one process to another.
-The protocol deals only with specification and interpretation of
-messages.
-.LP
-It is important to point out that RPC does not try to implement any
-kind of reliability and that the application must be aware of the
-type of transport protocol underneath RPC. If it knows it is running
-on top of a reliable transport such as TCP/IP[6], then most of the
-work is already done for it. On the other hand, if it is running on
-top of an unreliable transport such as UDP/IP[7], it must implement
-is own retransmission and time-out policy as the RPC layer does not
-provide this service.
-.LP
-Because of transport independence, the RPC protocol does not attach
-specific semantics to the remote procedures or their execution.
-Semantics can be inferred from (but should be explicitly specified
-by) the underlying transport protocol. For example, consider RPC
-running on top of an unreliable transport such as UDP/IP. If an
-application retransmits RPC messages after short time-outs, the only
-thing it can infer if it receives no reply is that the procedure was
-executed zero or more times. If it does receive a reply, then it can
-infer that the procedure was executed at least once.
-.LP
-A server may wish to remember previously granted requests from a
-client and not regrant them in order to insure some degree of
-execute-at-most-once semantics. A server can do this by taking
-advantage of the transaction ID that is packaged with every RPC
-request. The main use of this transaction is by the client RPC layer
-in matching replies to requests. However, a client application may
-choose to reuse its previous transaction ID when retransmitting a
-request. The server application, knowing this fact, may choose to
-remember this ID after granting a request and not regrant requests
-with the same ID in order to achieve some degree of
-execute-at-most-once semantics. The server is not allowed to examine
-this ID in any other way except as a test for equality.
-.LP
-On the other hand, if using a reliable transport such as TCP/IP, the
-application can infer from a reply message that the procedure was
-executed exactly once, but if it receives no reply message, it cannot
-assume the remote procedure was not executed. Note that even if a
-connection-oriented protocol like TCP is used, an application still
-needs time-outs and reconnection to handle server crashes.
-.LP
-There are other possibilities for transports besides datagram- or
-connection-oriented protocols. For example, a request-reply protocol
-such as VMTP[2] is perhaps the most natural transport for RPC.
-.SH
-.I
-NOTE: At Sun, RPC is currently implemented on top of both TCP/IP
-and UDP/IP transports.
-.LP
-.NH 2
-\&Binding and Rendezvous Independence
-.LP
-The act of binding a client to a service is NOT part of the remote
-procedure call specification. This important and necessary function
-is left up to some higher-level software. (The software may use RPC
-itself\(emsee the \fIPort Mapper Program Protocol\fP\, below).
-.LP
-Implementors should think of the RPC protocol as the jump-subroutine
-instruction ("JSR") of a network; the loader (binder) makes JSR
-useful, and the loader itself uses JSR to accomplish its task.
-Likewise, the network makes RPC useful, using RPC to accomplish this
-task.
-.NH 2
-\&Authentication
-.LP
-The RPC protocol provides the fields necessary for a client to
-identify itself to a service and vice-versa. Security and access
-control mechanisms can be built on top of the message authentication.
-Several different authentication protocols can be supported. A field
-in the RPC header indicates which protocol is being used. More
-information on specific authentication protocols can be found in the
-\fIAuthentication Protocols\fP\,
-below.
-.KS
-.NH 1
-\&RPC Protocol Requirements
-.LP
-The RPC protocol must provide for the following:
-.IP 1.
-Unique specification of a procedure to be called.
-.IP 2.
-Provisions for matching response messages to request messages.
-.KE
-.IP 3.
-Provisions for authenticating the caller to service and vice-versa.
-.LP
-Besides these requirements, features that detect the following are
-worth supporting because of protocol roll-over errors, implementation
-bugs, user error, and network administration:
-.IP 1.
-RPC protocol mismatches.
-.IP 2.
-Remote program protocol version mismatches.
-.IP 3.
-Protocol errors (such as misspecification of a procedure's parameters).
-.IP 4.
-Reasons why remote authentication failed.
-.IP 5.
-Any other reasons why the desired procedure was not called.
-.NH 2
-\&Programs and Procedures
-.LP
-The RPC call message has three unsigned fields: remote program
-number, remote program version number, and remote procedure number.
-The three fields uniquely identify the procedure to be called.
-Program numbers are administered by some central authority (like
-Sun). Once an implementor has a program number, he can implement his
-remote program; the first implementation would most likely have the
-version number of 1. Because most new protocols evolve into better,
-stable, and mature protocols, a version field of the call message
-identifies which version of the protocol the caller is using.
-Version numbers make speaking old and new protocols through the same
-server process possible.
-.LP
-The procedure number identifies the procedure to be called. These
-numbers are documented in the specific program's protocol
-specification. For example, a file service's protocol specification
-may state that its procedure number 5 is "read" and procedure number
-12 is "write".
-.LP
-Just as remote program protocols may change over several versions,
-the actual RPC message protocol could also change. Therefore, the
-call message also has in it the RPC version number, which is always
-equal to two for the version of RPC described here.
-.LP
-The reply message to a request message has enough information to
-distinguish the following error conditions:
-.IP 1.
-The remote implementation of RPC does speak protocol version 2.
-The lowest and highest supported RPC version numbers are returned.
-.IP 2.
-The remote program is not available on the remote system.
-.IP 3.
-The remote program does not support the requested version number.
-The lowest and highest supported remote program version numbers are
-returned.
-.IP 4.
-The requested procedure number does not exist. (This is usually a
-caller side protocol or programming error.)
-.IP 5.
-The parameters to the remote procedure appear to be garbage from the
-server's point of view. (Again, this is usually caused by a
-disagreement about the protocol between client and service.)
-.NH 2
-\&Authentication
-.LP
-Provisions for authentication of caller to service and vice-versa are
-provided as a part of the RPC protocol. The call message has two
-authentication fields, the credentials and verifier. The reply
-message has one authentication field, the response verifier. The RPC
-protocol specification defines all three fields to be the following
-opaque type:
-.DS
-.ft CW
-.vs 11
-enum auth_flavor {
- AUTH_NULL = 0,
- AUTH_UNIX = 1,
- AUTH_SHORT = 2,
- AUTH_DES = 3
- /* \fIand more to be defined\fP */
-};
-
-struct opaque_auth {
- auth_flavor flavor;
- opaque body<400>;
-};
-.DE
-.LP
-In simple English, any
-.I opaque_auth
-structure is an
-.I auth_flavor
-enumeration followed by bytes which are opaque to the RPC protocol
-implementation.
-.LP
-The interpretation and semantics of the data contained within the
-authentication fields is specified by individual, independent
-authentication protocol specifications. (See
-\fIAuthentication Protocols\fP\,
-below, for definitions of the various authentication protocols.)
-.LP
-If authentication parameters were rejected, the response message
-contains information stating why they were rejected.
-.NH 2
-\&Program Number Assignment
-.LP
-Program numbers are given out in groups of
-.I 0x20000000
-(decimal 536870912) according to the following chart:
-.TS
-box tab (&) ;
-lfI lfI
-rfL cfI .
-Program Numbers&Description
-_
-.sp .5
-0 - 1fffffff&Defined by Sun
-20000000 - 3fffffff&Defined by user
-40000000 - 5fffffff&Transient
-60000000 - 7fffffff&Reserved
-80000000 - 9fffffff&Reserved
-a0000000 - bfffffff&Reserved
-c0000000 - dfffffff&Reserved
-e0000000 - ffffffff&Reserved
-.TE
-.LP
-The first group is a range of numbers administered by Sun
-Microsystems and should be identical for all sites. The second range
-is for applications peculiar to a particular site. This range is
-intended primarily for debugging new programs. When a site develops
-an application that might be of general interest, that application
-should be given an assigned number in the first range. The third
-group is for applications that generate program numbers dynamically.
-The final groups are reserved for future use, and should not be used.
-.NH 2
-\&Other Uses of the RPC Protocol
-.LP
-The intended use of this protocol is for calling remote procedures.
-That is, each call message is matched with a response message.
-However, the protocol itself is a message-passing protocol with which
-other (non-RPC) protocols can be implemented. Sun currently uses, or
-perhaps abuses, the RPC message protocol for the following two
-(non-RPC) protocols: batching (or pipelining) and broadcast RPC.
-These two protocols are discussed but not defined below.
-.NH 3
-\&Batching
-.LP
-Batching allows a client to send an arbitrarily large sequence of
-call messages to a server; batching typically uses reliable byte
-stream protocols (like TCP/IP) for its transport. In the case of
-batching, the client never waits for a reply from the server, and the
-server does not send replies to batch requests. A sequence of batch
-calls is usually terminated by a legitimate RPC in order to flush the
-pipeline (with positive acknowledgement).
-.NH 3
-\&Broadcast RPC
-.LP
-In broadcast RPC-based protocols, the client sends a broadcast packet
-to the network and waits for numerous replies. Broadcast RPC uses
-unreliable, packet-based protocols (like UDP/IP) as its transports.
-Servers that support broadcast protocols only respond when the
-request is successfully processed, and are silent in the face of
-errors. Broadcast RPC uses the Port Mapper RPC service to achieve
-its semantics. See the \fIPort Mapper Program Protocol\fP\, below,
-for more information.
-.KS
-.NH 1
-\&The RPC Message Protocol
-.LP
-This section defines the RPC message protocol in the XDR data
-description language. The message is defined in a top-down style.
-.ie t .DS
-.el .DS L
-.ft CW
-enum msg_type {
- CALL = 0,
- REPLY = 1
-};
-
-.ft I
-/*
-* A reply to a call message can take on two forms:
-* The message was either accepted or rejected.
-*/
-.ft CW
-enum reply_stat {
- MSG_ACCEPTED = 0,
- MSG_DENIED = 1
-};
-
-.ft I
-/*
-* Given that a call message was accepted, the following is the
-* status of an attempt to call a remote procedure.
-*/
-.ft CW
-enum accept_stat {
- SUCCESS = 0, /* \fIRPC executed successfully \fP*/
- PROG_UNAVAIL = 1, /* \fIremote hasn't exported program \fP*/
- PROG_MISMATCH = 2, /* \fIremote can't support version # \fP*/
- PROC_UNAVAIL = 3, /* \fIprogram can't support procedure \fP*/
- GARBAGE_ARGS = 4 /* \fIprocedure can't decode params \fP*/
-};
-.DE
-.ie t .DS
-.el .DS L
-.ft I
-/*
-* Reasons why a call message was rejected:
-*/
-.ft CW
-enum reject_stat {
- RPC_MISMATCH = 0, /* \fIRPC version number != 2 \fP*/
- AUTH_ERROR = 1 /* \fIremote can't authenticate caller \fP*/
-};
-
-.ft I
-/*
-* Why authentication failed:
-*/
-.ft CW
-enum auth_stat {
- AUTH_BADCRED = 1, /* \fIbad credentials \fP*/
- AUTH_REJECTEDCRED = 2, /* \fIclient must begin new session \fP*/
- AUTH_BADVERF = 3, /* \fIbad verifier \fP*/
- AUTH_REJECTEDVERF = 4, /* \fIverifier expired or replayed \fP*/
- AUTH_TOOWEAK = 5 /* \fIrejected for security reasons \fP*/
-};
-.DE
-.KE
-.ie t .DS
-.el .DS L
-.ft I
-/*
-* The RPC message:
-* All messages start with a transaction identifier, xid,
-* followed by a two-armed discriminated union. The union's
-* discriminant is a msg_type which switches to one of the two
-* types of the message. The xid of a \fIREPLY\fP message always
-* matches that of the initiating \fICALL\fP message. NB: The xid
-* field is only used for clients matching reply messages with
-* call messages or for servers detecting retransmissions; the
-* service side cannot treat this id as any type of sequence
-* number.
-*/
-.ft CW
-struct rpc_msg {
- unsigned int xid;
- union switch (msg_type mtype) {
- case CALL:
- call_body cbody;
- case REPLY:
- reply_body rbody;
- } body;
-};
-.DE
-.ie t .DS
-.el .DS L
-.ft I
-/*
-* Body of an RPC request call:
-* In version 2 of the RPC protocol specification, rpcvers must
-* be equal to 2. The fields prog, vers, and proc specify the
-* remote program, its version number, and the procedure within
-* the remote program to be called. After these fields are two
-* authentication parameters: cred (authentication credentials)
-* and verf (authentication verifier). The two authentication
-* parameters are followed by the parameters to the remote
-* procedure, which are specified by the specific program
-* protocol.
-*/
-.ft CW
-struct call_body {
- unsigned int rpcvers; /* \fImust be equal to two (2) \fP*/
- unsigned int prog;
- unsigned int vers;
- unsigned int proc;
- opaque_auth cred;
- opaque_auth verf;
- /* \fIprocedure specific parameters start here \fP*/
-};
-.DE
-.ie t .DS
-.el .DS L
-.ft I
-/*
-* Body of a reply to an RPC request:
-* The call message was either accepted or rejected.
-*/
-.ft CW
-union reply_body switch (reply_stat stat) {
- case MSG_ACCEPTED:
- accepted_reply areply;
- case MSG_DENIED:
- rejected_reply rreply;
-} reply;
-.DE
-.ie t .DS
-.el .DS L
-.ft I
-/*
-* Reply to an RPC request that was accepted by the server:
-* there could be an error even though the request was accepted.
-* The first field is an authentication verifier that the server
-* generates in order to validate itself to the caller. It is
-* followed by a union whose discriminant is an enum
-* accept_stat. The \fISUCCESS\fP arm of the union is protocol
-* specific. The \fIPROG_UNAVAIL\fP, \fIPROC_UNAVAIL\fP, and \fIGARBAGE_ARGP\fP
-* arms of the union are void. The \fIPROG_MISMATCH\fP arm specifies
-* the lowest and highest version numbers of the remote program
-* supported by the server.
-*/
-.ft CW
-struct accepted_reply {
- opaque_auth verf;
- union switch (accept_stat stat) {
- case SUCCESS:
- opaque results[0];
- /* \fIprocedure-specific results start here\fP */
- case PROG_MISMATCH:
- struct {
- unsigned int low;
- unsigned int high;
- } mismatch_info;
- default:
-.ft I
- /*
- * Void. Cases include \fIPROG_UNAVAIL, PROC_UNAVAIL\fP,
- * and \fIGARBAGE_ARGS\fP.
- */
-.ft CW
- void;
- } reply_data;
-};
-.DE
-.ie t .DS
-.el .DS L
-.ft I
-/*
-* Reply to an RPC request that was rejected by the server:
-* The request can be rejected for two reasons: either the
-* server is not running a compatible version of the RPC
-* protocol (\fIRPC_MISMATCH\fP), or the server refuses to
-* authenticate the caller (\fIAUTH_ERROR\fP). In case of an RPC
-* version mismatch, the server returns the lowest and highest
-* supported RPC version numbers. In case of refused
-* authentication, failure status is returned.
-*/
-.ft CW
-union rejected_reply switch (reject_stat stat) {
- case RPC_MISMATCH:
- struct {
- unsigned int low;
- unsigned int high;
- } mismatch_info;
- case AUTH_ERROR:
- auth_stat stat;
-};
-.DE
-.NH 1
-\&Authentication Protocols
-.LP
-As previously stated, authentication parameters are opaque, but
-open-ended to the rest of the RPC protocol. This section defines
-some "flavors" of authentication implemented at (and supported by)
-Sun. Other sites are free to invent new authentication types, with
-the same rules of flavor number assignment as there is for program
-number assignment.
-.NH 2
-\&Null Authentication
-.LP
-Often calls must be made where the caller does not know who he is or
-the server does not care who the caller is. In this case, the flavor
-value (the discriminant of the \fIopaque_auth\fP's union) of the RPC
-message's credentials, verifier, and response verifier is
-.I AUTH_NULL .
-The bytes of the opaque_auth's body are undefined.
-It is recommended that the opaque length be zero.
-.NH 2
-\&UNIX Authentication
-.LP
-The caller of a remote procedure may wish to identify himself as he
-is identified on a UNIX system. The value of the credential's
-discriminant of an RPC call message is
-.I AUTH_UNIX .
-The bytes of
-the credential's opaque body encode the following structure:
-.DS
-.ft CW
-struct auth_unix {
- unsigned int stamp;
- string machinename<255>;
- unsigned int uid;
- unsigned int gid;
- unsigned int gids<10>;
-};
-.DE
-The
-.I stamp
-is an arbitrary ID which the caller machine may
-generate. The
-.I machinename
-is the name of the caller's machine (like "krypton"). The
-.I uid
-is the caller's effective user ID. The
-.I gid
-is the caller's effective group ID. The
-.I gids
-is a
-counted array of groups which contain the caller as a member. The
-verifier accompanying the credentials should be of
-.I AUTH_NULL
-(defined above).
-.LP
-The value of the discriminant of the response verifier received in
-the reply message from the server may be
-.I AUTH_NULL
-or
-.I AUTH_SHORT .
-In the case of
-.I AUTH_SHORT ,
-the bytes of the response verifier's string encode an opaque
-structure. This new opaque structure may now be passed to the server
-instead of the original
-.I AUTH_UNIX
-flavor credentials. The server keeps a cache which maps shorthand
-opaque structures (passed back by way of an
-.I AUTH_SHORT
-style response verifier) to the original credentials of the caller.
-The caller can save network bandwidth and server cpu cycles by using
-the new credentials.
-.LP
-The server may flush the shorthand opaque structure at any time. If
-this happens, the remote procedure call message will be rejected due
-to an authentication error. The reason for the failure will be
-.I AUTH_REJECTEDCRED .
-At this point, the caller may wish to try the original
-.I AUTH_UNIX
-style of credentials.
-.KS
-.NH 2
-\&DES Authentication
-.LP
-UNIX authentication suffers from two major problems:
-.IP 1.
-The naming is too UNIX-system oriented.
-.IP 2.
-There is no verifier, so credentials can easily be faked.
-.LP
-DES authentication attempts to fix these two problems.
-.KE
-.NH 3
-\&Naming
-.LP
-The first problem is handled by addressing the caller by a simple
-string of characters instead of by an operating system specific
-integer. This string of characters is known as the "netname" or
-network name of the caller. The server is not allowed to interpret
-the contents of the caller's name in any other way except to
-identify the caller. Thus, netnames should be unique for every
-caller in the internet.
-.LP
-It is up to each operating system's implementation of DES
-authentication to generate netnames for its users that insure this
-uniqueness when they call upon remote servers. Operating systems
-already know how to distinguish users local to their systems. It is
-usually a simple matter to extend this mechanism to the network.
-For example, a UNIX user at Sun with a user ID of 515 might be
-assigned the following netname: "unix.515@sun.com". This netname
-contains three items that serve to insure it is unique. Going
-backwards, there is only one naming domain called "sun.com" in the
-internet. Within this domain, there is only one UNIX user with
-user ID 515. However, there may be another user on another
-operating system, for example VMS, within the same naming domain
-that, by coincidence, happens to have the same user ID. To insure
-that these two users can be distinguished we add the operating
-system name. So one user is "unix.515@sun.com" and the other is
-"vms.515@sun.com".
-.LP
-The first field is actually a naming method rather than an
-operating system name. It just happens that today there is almost
-a one-to-one correspondence between naming methods and operating
-systems. If the world could agree on a naming standard, the first
-field could be the name of that standard, instead of an operating
-system name.
-.LP
-.NH 3
-\&DES Authentication Verifiers
-.LP
-Unlike UNIX authentication, DES authentication does have a verifier
-so the server can validate the client's credential (and
-vice-versa). The contents of this verifier is primarily an
-encrypted timestamp. The server can decrypt this timestamp, and if
-it is close to what the real time is, then the client must have
-encrypted it correctly. The only way the client could encrypt it
-correctly is to know the "conversation key" of the RPC session. And
-if the client knows the conversation key, then it must be the real
-client.
-.LP
-The conversation key is a DES [5] key which the client generates
-and notifies the server of in its first RPC call. The conversation
-key is encrypted using a public key scheme in this first
-transaction. The particular public key scheme used in DES
-authentication is Diffie-Hellman [3] with 192-bit keys. The
-details of this encryption method are described later.
-.LP
-The client and the server need the same notion of the current time
-in order for all of this to work. If network time synchronization
-cannot be guaranteed, then client can synchronize with the server
-before beginning the conversation, perhaps by consulting the
-Internet Time Server (TIME[4]).
-.LP
-The way a server determines if a client timestamp is valid is
-somewhat complicated. For any other transaction but the first, the
-server just checks for two things:
-.IP 1.
-the timestamp is greater than the one previously seen from the
-same client.
-.IP 2.
-the timestamp has not expired.
-.LP
-A timestamp is expired if the server's time is later than the sum
-of the client's timestamp plus what is known as the client's
-"window". The "window" is a number the client passes (encrypted)
-to the server in its first transaction. You can think of it as a
-lifetime for the credential.
-.LP
-This explains everything but the first transaction. In the first
-transaction, the server checks only that the timestamp has not
-expired. If this was all that was done though, then it would be
-quite easy for the client to send random data in place of the
-timestamp with a fairly good chance of succeeding. As an added
-check, the client sends an encrypted item in the first transaction
-known as the "window verifier" which must be equal to the window
-minus 1, or the server will reject the credential.
-.LP
-The client too must check the verifier returned from the server to
-be sure it is legitimate. The server sends back to the client the
-encrypted timestamp it received from the client, minus one second.
-If the client gets anything different than this, it will reject it.
-.LP
-.NH 3
-\&Nicknames and Clock Synchronization
-.LP
-After the first transaction, the server's DES authentication
-subsystem returns in its verifier to the client an integer
-"nickname" which the client may use in its further transactions
-instead of passing its netname, encrypted DES key and window every
-time. The nickname is most likely an index into a table on the
-server which stores for each client its netname, decrypted DES key
-and window.
-.LP
-Though they originally were synchronized, the client's and server's
-clocks can get out of sync again. When this happens the client RPC
-subsystem most likely will get back
-.I RPC_AUTHERROR
-at which point it should resynchronize.
-.LP
-A client may still get the
-.I RPC_AUTHERROR
-error even though it is
-synchronized with the server. The reason is that the server's
-nickname table is a limited size, and it may flush entries whenever
-it wants. A client should resend its original credential in this
-case and the server will give it a new nickname. If a server
-crashes, the entire nickname table gets flushed, and all clients
-will have to resend their original credentials.
-.KS
-.NH 3
-\&DES Authentication Protocol (in XDR language)
-.ie t .DS
-.el .DS L
-.ft I
-/*
-* There are two kinds of credentials: one in which the client uses
-* its full network name, and one in which it uses its "nickname"
-* (just an unsigned integer) given to it by the server. The
-* client must use its fullname in its first transaction with the
-* server, in which the server will return to the client its
-* nickname. The client may use its nickname in all further
-* transactions with the server. There is no requirement to use the
-* nickname, but it is wise to use it for performance reasons.
-*/
-.ft CW
-enum authdes_namekind {
- ADN_FULLNAME = 0,
- ADN_NICKNAME = 1
-};
-
-.ft I
-/*
-* A 64-bit block of encrypted DES data
-*/
-.ft CW
-typedef opaque des_block[8];
-
-.ft I
-/*
-* Maximum length of a network user's name
-*/
-.ft CW
-const MAXNETNAMELEN = 255;
-
-.ft I
-/*
-* A fullname contains the network name of the client, an encrypted
-* conversation key and the window. The window is actually a
-* lifetime for the credential. If the time indicated in the
-* verifier timestamp plus the window has past, then the server
-* should expire the request and not grant it. To insure that
-* requests are not replayed, the server should insist that
-* timestamps are greater than the previous one seen, unless it is
-* the first transaction. In the first transaction, the server
-* checks instead that the window verifier is one less than the
-* window.
-*/
-.ft CW
-struct authdes_fullname {
-string name<MAXNETNAMELEN>; /* \fIname of client \f(CW*/
-des_block key; /* \fIPK encrypted conversation key \f(CW*/
-unsigned int window; /* \fIencrypted window \f(CW*/
-};
-
-.ft I
-/*
-* A credential is either a fullname or a nickname
-*/
-.ft CW
-union authdes_cred switch (authdes_namekind adc_namekind) {
- case ADN_FULLNAME:
- authdes_fullname adc_fullname;
- case ADN_NICKNAME:
- unsigned int adc_nickname;
-};
-
-.ft I
-/*
-* A timestamp encodes the time since midnight, January 1, 1970.
-*/
-.ft CW
-struct timestamp {
- unsigned int seconds; /* \fIseconds \fP*/
- unsigned int useconds; /* \fIand microseconds \fP*/
-};
-
-.ft I
-/*
-* Verifier: client variety
-* The window verifier is only used in the first transaction. In
-* conjunction with a fullname credential, these items are packed
-* into the following structure before being encrypted:
-*
-* \f(CWstruct {\fP
-* \f(CWadv_timestamp; \fP-- one DES block
-* \f(CWadc_fullname.window; \fP-- one half DES block
-* \f(CWadv_winverf; \fP-- one half DES block
-* \f(CW}\fP
-* This structure is encrypted using CBC mode encryption with an
-* input vector of zero. All other encryptions of timestamps use
-* ECB mode encryption.
-*/
-.ft CW
-struct authdes_verf_clnt {
- timestamp adv_timestamp; /* \fIencrypted timestamp \fP*/
- unsigned int adv_winverf; /* \fIencrypted window verifier \fP*/
-};
-
-.ft I
-/*
-* Verifier: server variety
-* The server returns (encrypted) the same timestamp the client
-* gave it minus one second. It also tells the client its nickname
-* to be used in future transactions (unencrypted).
-*/
-.ft CW
-struct authdes_verf_svr {
-timestamp adv_timeverf; /* \fIencrypted verifier \fP*/
-unsigned int adv_nickname; /* \fInew nickname for client \fP*/
-};
-.DE
-.KE
-.NH 3
-\&Diffie-Hellman Encryption
-.LP
-In this scheme, there are two constants,
-.I BASE
-and
-.I MODULUS .
-The
-particular values Sun has chosen for these for the DES
-authentication protocol are:
-.ie t .DS
-.el .DS L
-.ft CW
-const BASE = 3;
-const MODULUS =
- "d4a0ba0250b6fd2ec626e7efd637df76c716e22d0944b88b"; /* \fIhex \fP*/
-.DE
-.ft R
-The way this scheme works is best explained by an example. Suppose
-there are two people "A" and "B" who want to send encrypted
-messages to each other. So, A and B both generate "secret" keys at
-random which they do not reveal to anyone. Let these keys be
-represented as SK(A) and SK(B). They also publish in a public
-directory their "public" keys. These keys are computed as follows:
-.ie t .DS
-.el .DS L
-.ft CW
-PK(A) = ( BASE ** SK(A) ) mod MODULUS
-PK(B) = ( BASE ** SK(B) ) mod MODULUS
-.DE
-.ft R
-The "**" notation is used here to represent exponentiation. Now,
-both A and B can arrive at the "common" key between them,
-represented here as CK(A, B), without revealing their secret keys.
-.LP
-A computes:
-.ie t .DS
-.el .DS L
-.ft CW
-CK(A, B) = ( PK(B) ** SK(A)) mod MODULUS
-.DE
-.ft R
-while B computes:
-.ie t .DS
-.el .DS L
-.ft CW
-CK(A, B) = ( PK(A) ** SK(B)) mod MODULUS
-.DE
-.ft R
-These two can be shown to be equivalent:
-.ie t .DS
-.el .DS L
-.ft CW
-(PK(B) ** SK(A)) mod MODULUS = (PK(A) ** SK(B)) mod MODULUS
-.DE
-.ft R
-We drop the "mod MODULUS" parts and assume modulo arithmetic to
-simplify things:
-.ie t .DS
-.el .DS L
-.ft CW
-PK(B) ** SK(A) = PK(A) ** SK(B)
-.DE
-.ft R
-Then, replace PK(B) by what B computed earlier and likewise for
-PK(A).
-.ie t .DS
-.el .DS L
-.ft CW
-((BASE ** SK(B)) ** SK(A) = (BASE ** SK(A)) ** SK(B)
-.DE
-.ft R
-which leads to:
-.ie t .DS
-.el .DS L
-.ft CW
-BASE ** (SK(A) * SK(B)) = BASE ** (SK(A) * SK(B))
-.DE
-.ft R
-This common key CK(A, B) is not used to encrypt the timestamps used
-in the protocol. Rather, it is used only to encrypt a conversation
-key which is then used to encrypt the timestamps. The reason for
-doing this is to use the common key as little as possible, for fear
-that it could be broken. Breaking the conversation key is a far
-less serious offense, since conversations are relatively
-short-lived.
-.LP
-The conversation key is encrypted using 56-bit DES keys, yet the
-common key is 192 bits. To reduce the number of bits, 56 bits are
-selected from the common key as follows. The middle-most 8-bytes
-are selected from the common key, and then parity is added to the
-lower order bit of each byte, producing a 56-bit key with 8 bits of
-parity.
-.KS
-.NH 1
-\&Record Marking Standard
-.LP
-When RPC messages are passed on top of a byte stream protocol (like
-TCP/IP), it is necessary, or at least desirable, to delimit one
-message from another in order to detect and possibly recover from
-user protocol errors. This is called record marking (RM). Sun uses
-this RM/TCP/IP transport for passing RPC messages on TCP streams.
-One RPC message fits into one RM record.
-.LP
-A record is composed of one or more record fragments. A record
-fragment is a four-byte header followed by 0 to (2**31) - 1 bytes of
-fragment data. The bytes encode an unsigned binary number; as with
-XDR integers, the byte order is from highest to lowest. The number
-encodes two values\(ema boolean which indicates whether the fragment
-is the last fragment of the record (bit value 1 implies the fragment
-is the last fragment) and a 31-bit unsigned binary value which is the
-length in bytes of the fragment's data. The boolean value is the
-highest-order bit of the header; the length is the 31 low-order bits.
-(Note that this record specification is NOT in XDR standard form!)
-.KE
-.KS
-.NH 1
-\&The RPC Language
-.LP
-Just as there was a need to describe the XDR data-types in a formal
-language, there is also need to describe the procedures that operate
-on these XDR data-types in a formal language as well. We use the RPC
-Language for this purpose. It is an extension to the XDR language.
-The following example is used to describe the essence of the
-language.
-.NH 2
-\&An Example Service Described in the RPC Language
-.LP
-Here is an example of the specification of a simple ping program.
-.ie t .DS
-.el .DS L
-.vs 11
-.ft I
-/*
-* Simple ping program
-*/
-.ft CW
-program PING_PROG {
- /* \fILatest and greatest version\fP */
- version PING_VERS_PINGBACK {
- void
- PINGPROC_NULL(void) = 0;
-
-.ft I
- /*
- * Ping the caller, return the round-trip time
- * (in microseconds). Returns -1 if the operation
- * timed out.
- */
-.ft CW
- int
- PINGPROC_PINGBACK(void) = 1;
-} = 2;
-
-.ft I
-/*
-* Original version
-*/
-.ft CW
-version PING_VERS_ORIG {
- void
- PINGPROC_NULL(void) = 0;
- } = 1;
-} = 1;
-
-const PING_VERS = 2; /* \fIlatest version \fP*/
-.vs
-.DE
-.KE
-.LP
-The first version described is
-.I PING_VERS_PINGBACK
-with two procedures,
-.I PINGPROC_NULL
-and
-.I PINGPROC_PINGBACK .
-.I PINGPROC_NULL
-takes no arguments and returns no results, but it is useful for
-computing round-trip times from the client to the server and back
-again. By convention, procedure 0 of any RPC protocol should have
-the same semantics, and never require any kind of authentication.
-The second procedure is used for the client to have the server do a
-reverse ping operation back to the client, and it returns the amount
-of time (in microseconds) that the operation used. The next version,
-.I PING_VERS_ORIG ,
-is the original version of the protocol
-and it does not contain
-.I PINGPROC_PINGBACK
-procedure. It is useful
-for compatibility with old client programs, and as this program
-matures it may be dropped from the protocol entirely.
-.KS
-.NH 2
-\&The RPC Language Specification
-.LP
-The RPC language is identical to the XDR language, except for the
-added definition of a
-.I program-def
-described below.
-.DS
-.ft CW
-program-def:
- "program" identifier "{"
- version-def
- version-def *
- "}" "=" constant ";"
-
-version-def:
- "version" identifier "{"
- procedure-def
- procedure-def *
- "}" "=" constant ";"
-
-procedure-def:
- type-specifier identifier "(" type-specifier ")"
- "=" constant ";"
-.DE
-.KE
-.NH 2
-\&Syntax Notes
-.IP 1.
-The following keywords are added and cannot be used as
-identifiers: "program" and "version";
-.IP 2.
-A version name cannot occur more than once within the scope of
-a program definition. Nor can a version number occur more than once
-within the scope of a program definition.
-.IP 3.
-A procedure name cannot occur more than once within the scope
-of a version definition. Nor can a procedure number occur more than
-once within the scope of version definition.
-.IP 4.
-Program identifiers are in the same name space as constant and
-type identifiers.
-.IP 5.
-Only unsigned constants can be assigned to programs, versions
-and procedures.
-.NH 1
-\&Port Mapper Program Protocol
-.LP
-The port mapper program maps RPC program and version numbers to
-transport-specific port numbers. This program makes dynamic binding
-of remote programs possible.
-.LP
-This is desirable because the range of reserved port numbers is very
-small and the number of potential remote programs is very large. By
-running only the port mapper on a reserved port, the port numbers of
-other remote programs can be ascertained by querying the port mapper.
-.LP
-The port mapper also aids in broadcast RPC. A given RPC program will
-usually have different port number bindings on different machines, so
-there is no way to directly broadcast to all of these programs. The
-port mapper, however, does have a fixed port number. So, to
-broadcast to a given program, the client actually sends its message
-to the port mapper located at the broadcast address. Each port
-mapper that picks up the broadcast then calls the local service
-specified by the client. When the port mapper gets the reply from
-the local service, it sends the reply on back to the client.
-.KS
-.NH 2
-\&Port Mapper Protocol Specification (in RPC Language)
-.ie t .DS
-.el .DS L
-.ft CW
-.vs 11
-const PMAP_PORT = 111; /* \fIportmapper port number \fP*/
-
-.ft I
-/*
-* A mapping of (program, version, protocol) to port number
-*/
-.ft CW
-struct mapping {
- unsigned int prog;
- unsigned int vers;
- unsigned int prot;
- unsigned int port;
-};
-
-.ft I
-/*
-* Supported values for the "prot" field
-*/
-.ft CW
-const IPPROTO_TCP = 6; /* \fIprotocol number for TCP/IP \fP*/
-const IPPROTO_UDP = 17; /* \fIprotocol number for UDP/IP \fP*/
-
-.ft I
-/*
-* A list of mappings
-*/
-.ft CW
-struct *pmaplist {
- mapping map;
- pmaplist next;
-};
-.vs
-.DE
-.ie t .DS
-.el .DS L
-.vs 11
-.ft I
-/*
-* Arguments to callit
-*/
-.ft CW
-struct call_args {
- unsigned int prog;
- unsigned int vers;
- unsigned int proc;
- opaque args<>;
-};
-
-.ft I
-/*
-* Results of callit
-*/
-.ft CW
-struct call_result {
- unsigned int port;
- opaque res<>;
-};
-.vs
-.DE
-.KE
-.ie t .DS
-.el .DS L
-.vs 11
-.ft I
-/*
-* Port mapper procedures
-*/
-.ft CW
-program PMAP_PROG {
- version PMAP_VERS {
- void
- PMAPPROC_NULL(void) = 0;
-
- bool
- PMAPPROC_SET(mapping) = 1;
-
- bool
- PMAPPROC_UNSET(mapping) = 2;
-
- unsigned int
- PMAPPROC_GETPORT(mapping) = 3;
-
- pmaplist
- PMAPPROC_DUMP(void) = 4;
-
- call_result
- PMAPPROC_CALLIT(call_args) = 5;
- } = 2;
-} = 100000;
-.vs
-.DE
-.NH 2
-\&Port Mapper Operation
-.LP
-The portmapper program currently supports two protocols (UDP/IP and
-TCP/IP). The portmapper is contacted by talking to it on assigned
-port number 111 (SUNRPC [8]) on either of these protocols. The
-following is a description of each of the portmapper procedures:
-.IP \fBPMAPPROC_NULL:\fP
-This procedure does no work. By convention, procedure zero of any
-protocol takes no parameters and returns no results.
-.IP \fBPMAPPROC_SET:\fP
-When a program first becomes available on a machine, it registers
-itself with the port mapper program on the same machine. The program
-passes its program number "prog", version number "vers", transport
-protocol number "prot", and the port "port" on which it awaits
-service request. The procedure returns a boolean response whose
-value is
-.I TRUE
-if the procedure successfully established the mapping and
-.I FALSE
-otherwise. The procedure refuses to establish
-a mapping if one already exists for the tuple "(prog, vers, prot)".
-.IP \fBPMAPPROC_UNSET:\fP
-When a program becomes unavailable, it should unregister itself with
-the port mapper program on the same machine. The parameters and
-results have meanings identical to those of
-.I PMAPPROC_SET .
-The protocol and port number fields of the argument are ignored.
-.IP \fBPMAPPROC_GETPORT:\fP
-Given a program number "prog", version number "vers", and transport
-protocol number "prot", this procedure returns the port number on
-which the program is awaiting call requests. A port value of zeros
-means the program has not been registered. The "port" field of the
-argument is ignored.
-.IP \fBPMAPPROC_DUMP:\fP
-This procedure enumerates all entries in the port mapper's database.
-The procedure takes no parameters and returns a list of program,
-version, protocol, and port values.
-.IP \fBPMAPPROC_CALLIT:\fP
-This procedure allows a caller to call another remote procedure on
-the same machine without knowing the remote procedure's port number.
-It is intended for supporting broadcasts to arbitrary remote programs
-via the well-known port mapper's port. The parameters "prog",
-"vers", "proc", and the bytes of "args" are the program number,
-version number, procedure number, and parameters of the remote
-procedure.
-.LP
-.B Note:
-.RS
-.IP 1.
-This procedure only sends a response if the procedure was
-successfully executed and is silent (no response) otherwise.
-.IP 2.
-The port mapper communicates with the remote program using UDP/IP
-only.
-.RE
-.LP
-The procedure returns the remote program's port number, and the bytes
-of results are the results of the remote procedure.
-.bp
-.NH 1
-\&References
-.LP
-[1] Birrell, Andrew D. & Nelson, Bruce Jay; "Implementing Remote
-Procedure Calls"; XEROX CSL-83-7, October 1983.
-.LP
-[2] Cheriton, D.; "VMTP: Versatile Message Transaction Protocol",
-Preliminary Version 0.3; Stanford University, January 1987.
-.LP
-[3] Diffie & Hellman; "New Directions in Cryptography"; IEEE
-Transactions on Information Theory IT-22, November 1976.
-.LP
-[4] Harrenstien, K.; "Time Server", RFC 738; Information Sciences
-Institute, October 1977.
-.LP
-[5] National Bureau of Standards; "Data Encryption Standard"; Federal
-Information Processing Standards Publication 46, January 1977.
-.LP
-[6] Postel, J.; "Transmission Control Protocol - DARPA Internet
-Program Protocol Specification", RFC 793; Information Sciences
-Institute, September 1981.
-.LP
-[7] Postel, J.; "User Datagram Protocol", RFC 768; Information Sciences
-Institute, August 1980.
-.LP
-[8] Reynolds, J. & Postel, J.; "Assigned Numbers", RFC 923; Information
-Sciences Institute, October 1984.